Our team has specialist skills which enable us to provide our FCA regulated clients including hedge funds, wealth/investment/private equity management companies, finance houses, brokerage/dealing firms, proprietary traders and insurance companies with a GABRIEL reporting service as and when required.
We will work closely with you, your compliance officer and your auditor (if applicable) throughout the FCA application process and assist in collating the required information ready for submission to the regulatory body.
Our FCA compliance services work in conjunction with our management accounting provisions by using our bespoke templates which have inbuilt processes that automatically create the reports required for submission to the FCA via GABRIEL. This means that we can compile the required FCA capital adequacy and pillar reports from your management accounts in a timely manner.
Our services include:
- Preparation of Pillar 1 capital adequacy calculations and FCA reporting;
- Preparation of Pillar 2 detailed assessment of risks identified and capital allocated to mitigate those risks;
- Monitoring of regulatory capital on an ongoing basis; and
- Completion of FCA financial returns, and FCA related communications.